Financial Advisors • Supporting Financial Advisors

The Finway Group wants to make your life easier. We offer an expert team of professionals, all doing their part to offer your clients a level of service they’ve likely never experienced before.

We work with single-employer plans, solo 401(k) plans and multiple-employer plans for the PEO and ASO industries. As your expert retirement plan partner, we’ll help you secure and retain business, giving you more time to focus on asset management across your entire business.

Easy.

We’ll be in the room with you.

Most plan sponsors have never met their TPA. Together, we’d like to change that. We’ll help initiate a game-changing conversation focused on your clients’ unique pain points. Based on this, we will design, propose, and implement a new 401(k) or other recommended plan to meet their goals.

At the end of the day, our clients say, “That was a lot easier than I thought it would be.”

We’ve got skin in the game.

As an ERISA 3(16) Plan Administrator, using our proprietary 3(16) Plan Administration by Finway Group, we’ll assume most of the fiduciary responsibilities for the operational administration of your clients’ plans. We perform as the named “ERISA 3(16) Plan Administrator and Plan Fiduciary” from beginning to end, including signing their IRS Form 5500.

We’re very good at what we do.

That’s easy enough to say but, because we believe in accuracy and metrics, we’d like to back it up. Here are some numbers:

1

We administer 600+ plans covering more than 30,000 Americans and over $1.5 billion in assets.

2

In 20+ years of business we’ve only had 3 DOL inquiries, which found nothing.

3

We achieve 99% client retention.

4

100% of our business comes from referrals from financial professionals like you.

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“As an advisor who helps many small business owners, it’s a blessing to have The Finway Group in our arsenal of partners. Their expertise and service level is unmatched in the TPA world, it gives our firm an edge when competing for 401(k) plans. Since our decision to work with The Finway group, we have successfully onboarded plans with no hiccups. I look forward to working with them for the foreseeable future.”

Financial Advisor Partner

Making Sure the Business Sticks

We bet you’re a lot like many of our advisor partners. You enjoy managing your clients’ investments and helping them build financial security. And we bet you don’t like worrying about all the plan administration and compliance details. But you know that if those details go wrong, you can lose the business through no fault of your own.

Not here.

Not here.

Our administration and compliance process is backed up by our expert annual check-up where we anticipate change and recommend options to keep OUR clients’ plans on track.

Our 99% client retention rate means your business sticks.